Certificate Of Authority And Official Authorizations

Certificate Of Authority And Official Authorizations

As per the Bank's III-37.1 numbered Communiqué on Principles Concerning Investment Services and Activities and Peripheral Services and III39.1 numbered Communiqué on Principles of Establishment and Activities of Investment Firms;

  • Activity of Reception and Transmission of Orders (Domestic)
  • Activity of Transaction Intermediation (Domestic-Abroad)
  • Activity of Portfolio Intermediation (Domestic)
  • Limited Custody Service

are allowed for the Bank by Capital Market Board. Within this scope, 01.02.2016 dated and BNK-039 (030) numbered authorization certificate regulated by Capital Market Board and the table showing investment services and activities allowed are as follows.

Please click for Certificate of Authority.

Investment Service and Activity Authorizations
I. Activity of Reception and Transmission of Orders Domestic Foreign
i. Shares Authorization available -
ii. Other securities Authorization available -
iii. Leveraged trading transactions - -
iv. Share backed derivative instruments Authorization available -
v. Share index backed derivative instruments Authorization available -
vi. Other derivative instruments Authorization available -
II. Activity of Transaction Intermediation Domestic Foreign
i. Shares - -
ii. Other securities Authorization available Authorization available
iii. Leveraged trading transactions - -
iv. Share backed derivative instruments - -
v. Share index backed derivative instruments - -
vi. Other derivative instruments Authorization available Authorization available
III. Activity of Portfolio Intermediation Domestic
i. Shares -
ii. Other securities Authorization available
iii. Leveraged trading transactions -
iv. Share backed derivative instruments -
v. Share index backed derivative instruments Authorization available
vi. Other derivative instruments Authorization available
IV. Activity of Retail Portfolio Management -
V. Activity of Investment Consultancy -
VI. Activity of Brokerage on Public Offering -
6.1. Underwriting -
6.2. Best effort underwriting -
VII. Custody Service -
7.1. Limited Custody Service Authorization available
7.2. General Custody Service -